CFP - Estate Planning (10% of the exam) - Section G.54

Property titling and beneficiary designations

Sole ownership, tenancy in common, joint tenancy with right of survivorship, tenancy by the entirety, community property and transfer-on-death or payable-on-death designations, with the probate, control, creditor and estate-inclusion consequences of each and how beneficiary designations override a will.

Forms of property ownershipCommunity property

Practice question for this objective

Free sampleEstate Planningmedium

Helen is 68 and divorced. Her will, signed last year, leaves her entire estate to her daughter Ines and names Ines as executor. Three assets make up most of Helen's wealth. Her 400,000 dollar brokerage account still carries a transfer on death registration naming her former husband, completed several years before the divorce and never revisited. Her home, worth 550,000 dollars, is titled in joint tenancy with right of survivorship with her sister Kate. Her 300,000 dollar Individual Retirement Account names Kate as sole beneficiary. Helen tells her planner that the new will has taken care of the lot. Assume no state statute revoking a beneficiary designation on divorce reaches the brokerage account. How will these three assets in fact pass at her death?

  • AThe brokerage account and the Individual Retirement Account pass to their named beneficiaries and the home passes to Kate by survivorship, so the will governs none of them Correct
  • BAll three pass under the will to Ines, because the will is the most recent document Helen signed and it supersedes the earlier designations
  • CThe brokerage account passes under the will because divorce cancels a former spouse's designation everywhere, while the home and the retirement account pass outside it
  • DThe home passes under the will because a joint tenancy is severed at the first owner's death, while the two account designations control their own assets
Beneficiary designations and survivorship interests pass outside probate, so a later will cannot redirect them however clearly it states the client's wishes. A will directs the probate estate, meaning the property that a personal representative must collect and distribute because no other mechanism moves it. Three common mechanisms take property out of that pool. A transfer on death registration on a brokerage account passes the account to the named party by contract with the custodian. A retirement account beneficiary designation does the same. Joint tenancy with right of survivorship passes the deceased owner's interest to the surviving joint tenant by operation of law at the moment of death, so there is nothing left in the estate for the will to reach. Helen's brokerage account therefore goes to her former husband, her Individual Retirement Account and her home both go to Kate, and Ines receives none of the three despite the wording of the will. The planning point is that reviewing beneficiary designations and titling is part of executing a will rather than an optional extra, because signing a new will changes none of these registrations.

Why A is correct: Each asset carries its own non-probate transfer mechanism, a beneficiary designation on the two accounts and a survivorship right on the home, and every one of these takes effect at death without reference to the will, leaving Ines with nothing from these three assets.

Why B is wrong: This is the assumption Helen has made and it treats the will as a master document, but a will governs the probate estate alone, and none of these three assets enters probate because each already has a transfer mechanism attached to the asset itself.

Why C is wrong: Some states do revoke a former spouse's designation on divorce, which makes this tempting, but the protection is neither universal nor uniform in what it reaches, so a planner cannot rely on it and must have the registration changed instead.

Why D is wrong: A joint tenancy can indeed be severed, but that happens by an act during life such as a transfer of the interest, not by the death of a joint tenant, which is the event that triggers the survivorship right and passes the whole property to Kate.

See more CFP practice questions, answers explained.

Exam traps in Estate Planning

Answers that look right on this material and are not. Each one is a distractor from a different question in the CFP bank for this domain.

  • 200,000 dollars, because basis carries over unchanged when property passes between spouses

    Why it is wrong: Carryover basis is the rule for a lifetime gift between spouses, not for property passing at death, so this understates Ana's basis by 600,000 dollars and would tax growth that has already been valued at death.

  • It passes to the trust automatically outside probate, because a pour-over will transfers any individually owned property into the trust at the moment of death

    Why it is wrong: This describes the outcome the pour-over will is designed to reach but skips the step that gets there; a will is an instrument of the probate court and can only move property once the estate is opened and administered.

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