SEE-1 domain - 14% of the exam

Specialised Returns for Individuals

Specialised Returns for Individuals is 14% of the IRS Enrolled Agent - SEE Part 1: Individuals (SEE-1) exam. These are the objectives it covers, each with practice questions and worked explanations.

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Sample question from this domain

Free sampleSpecialised Returns for Individualshard

Eleanor Whitcombe, a US citizen, died in 2024. At her death she owned a life insurance policy on her own life that paid 800,000 dollars to her adult son, a brokerage account held solely in her name, and a holiday cottage she had transferred to a revocable living trust during her lifetime, retaining the power to revoke it. Which of these is excluded from her federal gross estate on Form 706?

  • AThe life insurance proceeds, because they were paid directly to a named beneficiary rather than to the estate.
  • BThe holiday cottage in the revocable living trust, because legal title had already passed to the trust before death.
  • CThe solely owned brokerage account, because liquid investment accounts pass outside the gross estate.
  • DNone of these three assets is excluded, because each is brought into her gross estate under a separate inclusion rule on these facts. Correct
Recognise that solely owned property, life insurance with retained incidents of ownership, and revocable-trust assets are all included in the federal gross estate. Gross estate inclusion turns on ownership and retained powers at death, not on whether an asset avoids probate. Section 2033 captures owned property, Section 2042 captures insurance with retained incidents of ownership, and Section 2038 captures revocable transfers, so none of the three assets escapes the estate.

Why A is wrong: It is tempting because policy proceeds payable to a named beneficiary bypass probate, but probate avoidance does not control estate inclusion. Because the decedent held incidents of ownership in a policy on her own life, the proceeds are pulled into the gross estate under Section 2042 regardless of who received them.

Why B is wrong: Funding a revocable trust feels like a completed transfer that removes the asset from the estate, but the retained power to revoke makes the transfer incomplete for estate-tax purposes. Section 2038 includes property over which the decedent kept the power to alter, amend, or revoke, so the cottage stays in the gross estate.

Why C is wrong: Some candidates assume only real property is taxed in the estate, but the form of the asset is irrelevant. A brokerage account titled solely in the decedent's name is property she owned at death and is included under Section 2033.

Why D is correct: Correct. Property owned solely by the decedent is included under Section 2033, life insurance on the decedent's life with retained incidents of ownership is included under Section 2042, and revocable-trust property is included under Section 2038, so every listed asset is part of the gross estate.

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