SEE-3 - Filing Process - Section 4.2

Apply the e-file program rules, including the e-file mandate for paid preparers, Form 8879 e-file authorisation, EFIN requirements, and handling of rejected returns.

Apply the electronic filing rules: the e-file mandate requiring specified preparers to file electronically, the Electronic Filing Identification Number (EFIN) obtained through the IRS e-file application, and the taxpayer authorisation captured on Form 8879 before transmission. Recognise the procedures and timelines for correcting and retransmitting a rejected e-filed return or, where necessary, filing a paper return.

IRS e-fileForm 8879EFINE-file mandateRejected return

Practice question for this objective

Free sampleFiling Processeasy

What is the function of Form 8879, IRS e-file Signature Authorization, when an electronic return originator e-files an individual income tax return?

  • AIt is the document the electronic return originator mails to the IRS service centre after transmission so that the IRS can match the paper signature to the electronic record on file.
  • BIt is the authorisation by which the taxpayer permits the electronic return originator to enter or generate the taxpayer's personal identification number as the signature on the electronic return. Correct
  • CIt is the application a paid preparer completes with the IRS to obtain an electronic filing identification number before the preparer is permitted to transmit any return electronically.
  • DIt is the acknowledgement the IRS sends back to the electronic return originator confirming that a transmitted return has been accepted for processing rather than rejected.
Recognise that Form 8879 is the taxpayer's authorisation allowing the electronic return originator to use the taxpayer's PIN as the signature on an e-filed return. Form 8879 exists so that the taxpayer can sign an electronic return without a paper signature: by completing it the taxpayer authorises the originator to enter or generate the taxpayer's PIN, which then functions as the legal signature, distinguishing it from the EFIN application, from Form 8453, and from any IRS acknowledgement.

Why A is wrong: Mailing a signature document to the IRS recalls Form 8453, which transmits certain paper attachments, but Form 8879 is retained by the originator rather than mailed in, so this confuses the two forms and their handling.

Why B is correct: Form 8879 is the IRS e-file Signature Authorization through which the taxpayer authorises the originator to input or generate the taxpayer's PIN, serving as the taxpayer's signature on the e-filed return, which states the function accurately.

Why C is wrong: Obtaining the right to e-file is done through the IRS e-file application that yields an EFIN, so describing Form 8879 as that application confuses the firm's enrolment with the per-return taxpayer authorisation.

Why D is wrong: An acceptance acknowledgement is generated by the IRS after transmission, but Form 8879 originates with the taxpayer before transmission, so casting it as an inbound IRS confirmation reverses who creates it and when.

See more SEE-3 practice questions, answers explained.

More in this domain

Back to all Filing Process objectives, or the SEE-3 cert hub.

Examworthy is not affiliated with or endorsed by IRS / Prometric. Original, blueprint-aligned practice material only.