CFP - General Principles of Financial Planning (15% of the exam) - Section B.10

Financing strategies and debt management

Mortgage types and refinancing decisions, consumer credit, student loan repayment options, debt consolidation, and the order in which to attack debts. Items compare financing alternatives on total cost, cash flow and tax treatment for a described client.

Mortgage financingFederal student loan repayment plans

Practice question for this objective

Free sampleGeneral Principles of Financial Planningmedium

A client aged 36 carries four debts: a credit card with a balance of 12,000 dollars at 22.99 percent, a second credit card with a balance of 4,000 dollars at 17.99 percent, a car loan with a balance of 18,000 dollars at 6.90 percent, and a student loan with a balance of 25,000 dollars at 5.05 percent. None of the debts carries a prepayment penalty. The client has 500 dollars of surplus cash each month and will continue to make the required minimum payment on every debt regardless of where the surplus goes. If the client's stated objective is to pay the least total interest over the life of the four debts, where should the 500 dollars be directed each month?

  • ATo the 12,000 dollar credit card at 22.99 percent, because that debt carries the highest interest rate of the four Correct
  • BTo the 4,000 dollar credit card at 17.99 percent, so that one balance disappears within months and the freed minimum payment rolls forward
  • CSplit the 500 dollars across all four debts in proportion to each balance, so that every debt falls at a similar pace
  • DTo the 25,000 dollar student loan at 5.05 percent, because that debt has the largest balance and the longest remaining term
Prioritise surplus cash against the highest interest rate balance when the client's objective is to minimise total interest paid. Every extra dollar of principal repaid cancels the future interest that dollar would have generated, and that saving is the rate on the debt it is applied to. Applying 500 dollars to the 22.99 percent card removes future interest at 22.99 percent, while the same dollar applied to the 5.05 percent student loan removes future interest at 5.05 percent, so the avalanche ordering by rate is what minimises total interest. Balance size does not change this ranking, because the surplus reduces principal on whichever debt receives it regardless of how large that debt is. The snowball ordering by smallest balance is defensible on behavioural grounds, but it answers a different objective from the one this client stated.

Why A is correct: Directing every surplus dollar to the highest rate balance while paying minimums elsewhere is the debt avalanche, and it produces the lowest total interest because each dollar of principal repaid removes future interest at the highest rate available.

Why B is wrong: Clearing the smallest balance first is the debt snowball, and the early win it produces genuinely helps clients who abandon repayment plans. It sacrifices interest, because every month the surplus sits on the 17.99 percent balance the 22.99 percent balance keeps accruing at the higher rate, so it does not meet an objective stated in terms of total interest.

Why C is wrong: Spreading the surplus feels even handed and reduces every balance at once. It leaves the highest rate balance outstanding for longer than any focused approach would, and total interest is driven by how long expensive money stays borrowed, so this is the weakest of the four for the stated objective.

Why D is wrong: The largest balance does generate the largest dollar amount of interest in the first month, which makes it look like the expensive debt. Interest accrues on each balance at its own rate, and attacking the cheapest rate while a 22.99 percent balance runs produces the highest total interest of any single target choice.

See more CFP practice questions, answers explained.

Exam traps in General Principles of Financial Planning

Answers that look right on this material and are not. Each one is a distractor from a different question in the CFP bank for this domain.

  • Refinance the loans with a private lender at a lower interest rate to reduce the total interest cost over the repayment period

    Why it is wrong: A lower rate is genuinely attractive for a borrower who will repay the full balance, which is why this tempts. Private refinancing replaces the Direct Loans with a private loan, and a private loan is not eligible for Public Service Loan Forgiveness or for income driven repayment, so it destroys the very outcome the client asked for.

  • 24.7 per cent

    Why it is wrong: This is the housing ratio alone, dividing the 2,220 dollars of principal, interest, taxes and insurance by 9,000 dollars. It answers the front end question rather than the total debt question the planner asked.

  • About 8 months

    Why it is wrong: This comes from dividing the 6,000 dollars of costs by 731 dollars, the gap between the old total payment of 2,106 dollars and the new loan's first month interest of 1,375 dollars. It compares a full payment with an interest only figure, so the two amounts are not the same kind of cash flow and the saving is overstated.

Examworthy is not affiliated with or endorsed by CFP Board. Original, blueprint-aligned practice material only.