SEE-3 domain - 31% of the exam

Practices and Procedures

Practices and Procedures is 31% of the IRS Enrolled Agent - SEE Part 3: Representation, Practices and Procedures (SEE-3) exam. These are the objectives it covers, each with practice questions and worked explanations.

Objectives in this domain

Sample question from this domain

Free samplePractices and Proceduresmedium

Under Circular 230, which statement best describes what 'practice before the IRS' comprises?

  • AIt comprises all matters connected with a presentation to the IRS relating to a taxpayer's rights, privileges, or liabilities under the laws or regulations administered by the Service, including corresponding and communicating with it. Correct
  • BIt covers any service for which a person charges a fee in the field of federal taxation, so that bookkeeping, payroll processing, and tax planning advice each amount to practice before the agency.
  • CIt comprises only formal appearances at an Appeals conference or an examination interview, so that written correspondence and telephone contact with the Service on a client's behalf fall outside the meaning of practice.
  • DIt comprises any act of submitting a federal document to the IRS, so that lodging an information return or a payment voucher is by itself an instance of practising before the Service.
Define practice before the IRS as matters connected with a presentation relating to a taxpayer's rights, privileges, or liabilities, including communicating and corresponding with the Service. The Circular 230 definition turns on the substance of the dealing rather than its form or fee: it captures presentations and communications about a taxpayer's rights, privileges, or liabilities under the laws the Service administers, which is broader than formal appearances yet narrower than every paid tax service.

Why A is correct: Section 10.2 defines practice before the Service as all matters connected with a presentation relating to a taxpayer's rights, privileges, or liabilities, including communicating and corresponding with the IRS; this states the definition correctly.

Why B is wrong: Tying the definition to charging a fee feels intuitive, but Circular 230 defines practice by the nature of the dealing with the Service rather than by whether a fee was charged, so this sweeps in unrelated paid services and is wrong.

Why C is wrong: Limiting practice to in-person appearances seems orderly, but Section 10.2 expressly includes corresponding and communicating with the Service, so excluding written and telephone contact understates the definition and is incorrect.

Why D is wrong: Filing paperwork looks like dealing with the Service, but a presentation about a taxpayer's rights, privileges, or liabilities is what defines practice; merely transmitting a routine document is not itself practice, so this misstates the boundary.

Other domains in this exam

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